Compliance Analyst

Reference: 5982 SJ
Consultant: Sone Johnson

Job Description:

  • Maintaining a good understanding of (and an interest in) the investment industry, investment products, instruments and structures.
  • Maintaining an in-depth understanding of relevant investment regulations
  • Developing and maintaining an understanding of the processes across the different products, services and deliverables of the business.
  • Working closely with other internal teams to continuously enhance an industry leading and scalable compliance reporting solution
  • Daily, monthly, quarterly and annual retrieval, validation, reconciliation and maintenance of relevant compliance data.
  • Interrogation and analysis of data, including compliance monitoring / breach investigations.
  • Safeguarding integrity of sensitive client data.
  • Running, checking and sending of client reports on a daily, monthly, quarterly and annual basis.
  • Interpretation and analysis of report results.
  • Handling queries efficiently to ensure resolution of both internal and external client queries.
  • Interpretation of legislation, regulations, standards and client mandates, and subsequent building of rules in compliance systems.
  • Supporting the management and co-ordination of team deliverables relating to projects and take-on of new clients.
  • Running independently with specific projects.
  • Conducting market research when necessary.
  • Performing ad hoc tasks and analyses as required.

Qualifications:

  • Related industry experience in a similar environment / role required (1 to 3 years) with exposure to investment compliance and associated regulatory requirements.
  • Exposure to relevant investment systems, as well as compliance software e.g. StatPro, thinkFolio and Moonfire, preferred.
  • Excellent Microsoft Office skills, specifically Excel
  • Relevant tertiary qualification(s) – undergraduate degree with a focus on accounting, finance and / or investments
  • Professional Accountant (SA) (SAIPA) registered

How to Apply:

  • Email your comprehensive CV to exceedhr@exceed.co.za.
  • If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system.
  • We reserve the right to only conduct interviews with candidates of choice.
  • Applicants who have not received feedback within 30 days from the closing date must please accept their application as unsuccessful.

To apply for this job email your details to exceedhr@exceed.co.za