Senior Compliance Administrator

Reference: 9735 SJ
Consultant: Sone Johnson 

Job Description: 

• Ensures that the organisation complies with regulatory and internal requirements related to collateral management
• Preparation of security documents and reports for management
• Attend to registration of mortgage bods and cessions
• Preparation of legal audits
• Maintain safe custody of security documents and maintain detailed and accurate records
• Ensure compliance with NCA requirements
• Registration and administration of security cessions
• Administration of cession payments and administration of pledged shares
• Liaise with attorneys on legal matters
• Support the Financial Services team on compliance professionals, providing guidance, training and support for their professional development
• Coordinate and support internal and external audits, regulatory examinations, and assessments related to collateral management
• Digital Transformation
• Identify opportunities for process improvements to enhance the efficiency and effectiveness of collateral management and compliance activities

Qualifications: 

• BCom degree (Paralegal qualification would be beneficial)
• 3 years related experience
• Strong knowledge of collateral management, financial regulations, and compliance requirements
• Proficiency in using financial software, compliance management tools, and regulatory reporting systems

  

How to Apply: 

• Email your comprehensive CV to exceedhr@exceed.co.za. 
• If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system. 
• We reserve the right to only conduct interviews with candidates of choice. 
• Applicants who have not received feedback within 30 days from the closing date must please accept their application as unsuccessful. 

 

Submit CV

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