Regulatory Reporting Analyst

Reference: AV 6916

Consultant: Anneke Viviers

Description:

  • Daily submission of Transaction Report to ARM 
  • Daily clearance of exceptions reported by ARM and/or regulator 
  • Daily reconciliation of submission against order management system
    trade file 
  • Monthly reconciliation of all trades executed in a single day against the regulator’s data 
  • Liaison with Compliance to report any errors or omissions to daily file
  • Daily review of submission against order management trade file 
  • Daily review of submission of file by third party vendor to regulator 
  • Liaison with Compliance to report any late trades that occurred during the day 
  • Reporting a summary of all late reported trades that occurred during the month to Compliance 
  • Trade Reporting oversight 
  • Reviewing Transaction, Valuation and Collateral exceptions 
  • Finding patterns in counterparty reporting 
  • Daily review of Trade File against Counterparty/Vendor submissions to DTCC 
  • Liaison with Counterparties/Vendors to rectify exceptions 
  • Daily reconciliation of submission against order management trade file
  • Daily/monthly submission of client specific files 
  • Monthly RAG reporting to the Management company and the 
  • Manager of the Investment Operations team 
  • Assist with the implementation of new products/instruments or new service requirements 
  • Assist the team with the enhancement of any existing processes 
  • Assist team with eligible market reviews 
  • Attend team meetings & Maintain procedures

Qualifications:

  • B Comm / B Bus Sci / B Acc or other similar degrees with at least 1 years relevant industry and operational experience. 
  • Experience of liaising with individuals at all levels and across business.
  • System Skills: MS Excel, MS Word, MS Outlook, Order Management System experience & Curium 
  • Excellent organisational and administrative skills 
  • Able to multi-task; work to tight deadlines and cope under pressure 
  • Willing to embrace change 
  • Attention to detail and high level of accuracy 
  • Logical thinker with strong problem-solving ability 
  • Excellent interpersonal and communication skills 
  • Flexible work attitude 
  • Understanding of the operational aspects of an Asset Management organisation 
  • Ability to understand and identify possible areas of reputational and financial risk 
  • Understand third party service providers and data management

How to Apply:

  • Email your comprehensive CV to exceedhr@exceed.co.za.
  • If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system.
  • We reserve the right to only conduct interviews with candidates of choice.
  • Applicants who have not received feedback within 30 days from the closing date must please accept their application as unsuccessful.

To apply for this job email your details to exceedhr@exceed.co.za