Regulatory Compliance & Conduct Risk Manager

Reference: 11027 SJ
Consultant: Sone Johnson

Job Description:

• Oversee and implement the company’s regulatory compliance framework
• Ensure compliance with key legislation (Insurance Act, FAIS, FICA, POPIA, etc.)
• Monitor regulatory changes and assess business impact
• Manage regulatory reporting, submissions, and deadlines
• Act as the main liaison with regulators (FSCA, PA, FIC)
• Oversee complaints management, analyse trends, and implement improvements
• Drive conduct risk management and Treating Customers Fairly (TCF) principles
• Prepare reports for governance structures (Audit & Risk Committee)
• Conduct compliance monitoring, identify gaps, and implement corrective actions
• Maintain compliance registers, documentation, and audit support
• Provide internal compliance training and awareness

Qualifications:

• Relevant degree (BCom, Risk, Compliance, Finance, Law, or similar)
• Compliance qualification (advantageous)
• RE1 & RE5 certifications
• 4–7 years’ experience in financial services or insurance
• Experience with regulatory engagement, compliance reporting, and conduct risk
• Strong knowledge of Insurance Act, PPR, POPIA, and FICA
• Strong analytical, problem-solving, and reporting skills
• Detail-oriented, structured, and able to work under regulatory pressure
• Ability to engage with senior stakeholders and regulators
• Independent, accountable, and solution-driven

How to Apply:

• Email your comprehensive CV to exceedhr@exceed.co.za.
• If you are already registered, please forward your CV and the relevant reference number to the consultant with whom you are currently registered in order to avoid duplicity on our system.
• We reserve the right to only conduct interviews with candidates of choice.
• Applicants who have not received feedback within 30 days from the closing date must please accept their application as unsuccessful.

Submit CV

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